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For the Private Client Investor, Northern Securities Inc. offers a full
range of investment strategies, particularly suited to the sophisticated
high net worth individual investor. Our Registered Representatives are
investment professionals who provide leading edge personalized solutions,
offering a broad range of expertise to help clients achieve their
financial goals.
As a member of the Investment Industry Regulatory Organization of
Canada and the Canadian Investor protection Fund (CIPF), Northern
Securities Inc. insures client accounts are protected against non-trading
losses up to a maximum of $1,000,000 per account for Canadian
securities.
Private Client Group is dedicated to providing customized solutions to
assist clients in meeting their investment, retirement and estate planning
needs.
Northern Securities will open accounts only in the jurisdictions in
which it is registered. Northern Securities Inc. is registered as an
Investment Dealer in the Northwest Territories and the provinces of
Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland and
Labrador, Nova Scotia, Ontario, Quebec, Prince Edward Island, and
Saskatchewan.
For more information please refer to our Frequently Asked Questions or
contact us at:
Northern Securities Inc. Private Client Group 145 King
St. W, Suite 2020 Toronto, ON M5H 1J8 Phone: (416)
644-8100 Fax: (416) 644-0270 info@northernsi.com

Northern Securities Inc. Private Client Group FAQs
What
is Northern? What services does
Northern provide? What is the Private
Client Group (PCG) at Northern? Does the PCG provide
financial planning services? How do I open an
account? Is my investment
account protected? How do I get more
information?
What is Northern? Northern Securities Inc. is a registered
Investment Dealer and a member of the Investment Industry Regulatory
Organization of Canada ("IIROC"). Northern Securities is wholly owned by
Northern Financial Corporation, a public company that trades on the
Toronto Stock Exchange.
What services does Northern provide? Northern Securities Inc.
is a full service Investment Dealer providing the following investment
banking services - namely, corporate finance, mergers and acquisitions,
financial restructuring, retail and institutional sales and investment
research and analysis. eNorthern, the online division, provides online
trading and online access to Northern's public offerings and private
placements.
What is the Private Client Group (PCG) at Northern? It is the
full service arm at Northern Securities. The private client group at
Northern Securities Inc. offers a full range of investment strategies,
particularly suited to the sophisticated high net worth individual
investor. Our Investment Advisors are investment professionals who provide
leading edge personalized solutions, offering a broad range of expertise
to help clients achieve their financial goals.
Does the PCG provide financial planning services? We work
closely with our clients to create an investment plan specifically
tailored to each individual's investment objectives. We consider each
client's requirements, whether they are seeking income or growth, taking
into account their time horizon and current financial position. We focus
on the ongoing management of personal investment portfolios and Retirement
Savings Plans, working with our clients to help them achieve their
investment goals. Our recommendations are based on a wide range of
investment vehicles, such as:
- Equities
- Bonds
- Options
- T-Bills
- Mutual Funds
- RRSP
- RRIF
- RESP
How do I open an account? One of our investment advisors
would be pleased to talk to you about opening an account at Northern
Securities. Please call the office closest to where you live to talk to an
advisor. Click here for the
contact name and telephone number for your area.
Is my investment account protected? Northern Securities Inc.
is a member of the Investment Industry Regulatory Organization of Canada
and the Canadian Investor Protection Fund (CIPF). Under CIPF, client
accounts are protected against non-trading losses up to a maximum of
$1,000,000 per client for Canadian securities. Of course, this protection
does not cover fluctuations in the market value of your investments.
How do I get more information? If you have any further
questions, please email us at: info@northernsi.com or check our Contact
list.

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