For the Private Client Investor, Northern Securities Inc. offers a full range of investment strategies, particularly suited to the sophisticated high net worth individual investor. Our Registered Representatives are investment professionals who provide leading edge personalized solutions, offering a broad range of expertise to help clients achieve their financial goals.

As a member of the Investment Industry Regulatory Organization of Canada and the Canadian Investor protection Fund (CIPF), Northern Securities Inc. insures client accounts are protected against non-trading losses up to a maximum of $1,000,000 per account for Canadian securities.

Private Client Group is dedicated to providing customized solutions to assist clients in meeting their investment, retirement and estate planning needs.

Northern Securities will open accounts only in the jurisdictions in which it is registered. Northern Securities Inc. is registered as an Investment Dealer in the Northwest Territories and the provinces of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland and Labrador, Nova Scotia, Ontario, Quebec, Prince Edward Island, and Saskatchewan.

For more information please refer to our Frequently Asked Questions or contact us at:

Northern Securities Inc.
Private Client Group
145 King St. W, Suite 2020
Toronto, ON M5H 1J8
Phone: (416) 644-8100
Fax: (416) 644-0270
info@northernsi.com

Northern Securities Inc. Private Client Group FAQs

What is Northern?
What services does Northern provide?
What is the Private Client Group (PCG) at Northern?
Does the PCG provide financial planning services?
How do I open an account?
Is my investment account protected?
How do I get more information?

What is Northern?
Northern Securities Inc. is a registered Investment Dealer and a member of the Investment Industry Regulatory Organization of Canada ("IIROC"). Northern Securities is wholly owned by Northern Financial Corporation, a public company that trades on the Toronto Stock Exchange.

What services does Northern provide?
Northern Securities Inc. is a full service Investment Dealer providing the following investment banking services - namely, corporate finance, mergers and acquisitions, financial restructuring, retail and institutional sales and investment research and analysis. eNorthern, the online division, provides online trading and online access to Northern's public offerings and private placements.

What is the Private Client Group (PCG) at Northern?
It is the full service arm at Northern Securities. The private client group at Northern Securities Inc. offers a full range of investment strategies, particularly suited to the sophisticated high net worth individual investor. Our Investment Advisors are investment professionals who provide leading edge personalized solutions, offering a broad range of expertise to help clients achieve their financial goals.

Does the PCG provide financial planning services?
We work closely with our clients to create an investment plan specifically tailored to each individual's investment objectives. We consider each client's requirements, whether they are seeking income or growth, taking into account their time horizon and current financial position. We focus on the ongoing management of personal investment portfolios and Retirement Savings Plans, working with our clients to help them achieve their investment goals. Our recommendations are based on a wide range of investment vehicles, such as:

• Equities
• Bonds
• Options
• T-Bills
• Mutual Funds
• RRSP
• RRIF
• RESP

How do I open an account?
One of our investment advisors would be pleased to talk to you about opening an account at Northern Securities. Please call the office closest to where you live to talk to an advisor. Click here for the contact name and telephone number for your area.

Is my investment account protected?
Northern Securities Inc. is a member of the Investment Industry Regulatory Organization of Canada and the Canadian Investor Protection Fund (CIPF). Under CIPF, client accounts are protected against non-trading losses up to a maximum of $1,000,000 per client for Canadian securities. Of course, this protection does not cover fluctuations in the market value of your investments.

How do I get more information?
If you have any further questions, please email us at: info@northernsi.com or check our Contact list.